US Stock Settlement Manager

Key Responsibilities: Research and identify potential US trading brokers to expand execution and stock depository channels. Maintain relationships with existing brokers to ensure efficient and smooth trade settlement processes. Optimize internal settlement procedures to enhance operational efficiency. Coordinate with internal teams to ensure all trading activities comply with regulatory requirements. Analyze market trends periodically and provide recommendations to improve business strategies. Q

DAOKOU Securities - Hong Kong - Full time

Salary: Competitive

Key Responsibilities:

  1. Research and identify potential US trading brokers to expand execution and stock depository channels.
  2. Maintain relationships with existing brokers to ensure efficient and smooth trade settlement processes.
  3. Optimize internal settlement procedures to enhance operational efficiency.
  4. Coordinate with internal teams to ensure all trading activities comply with regulatory requirements.
  5. Analyze market trends periodically and provide recommendations to improve business strategies.

Qualifications:

  1. Bachelor's degree or higher in Finance, Economics, or a related field is preferred.
  2. Minimum of 5 years of relevant experience in the financial industry, particularly in settlement and trading operations.
  3. Thorough understanding of the US financial market structure and relevant regulations.
  4. Strong communication and interpersonal skills for effective relationship management.
  5. Analytical mindset with the ability to conduct market trend research.
  6. Must be proficient in all operational procedures and regulations related to DRS, DWAC, and DTC depository services.

職位概述

負責管理美股清算業務,拓展與美國交易券商的戰略合作,確保交易和股票存儲操作的高效執行。

主要職責

  • 研究並識別潛在美國交易券商,擴展交易及股票存託渠道
  • 維護現有券商關係,優化內部清算流程
  • 協調團隊確保交易活動合規
  • 定期分析市場動態,提供業務策略建議

任職要求

  • 金融相關專業本科及以上學歷
  • 5年以上金融行業工作經驗,清算和交易領域優先
  • 熟悉美國金融市場架構和監管法規
  • 強大的溝通和關係管理能力
  • 精通DRS、DWAC及DTC存倉操作流程

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