Control Room Analyst, Compliance

Our client, a prestigious investment firm, is looking to hire a Control Room Analyst in Hong Kong. Key Responsibilities: Manage wall-crossing events, including material non-public information (MNPI) and strategic transactions, ensuring accurate records of wall-crossed individuals and related information flow. Monitor global short sale restrictions to uphold firm-wide regulatory compliance. Develop surveillance triggers to detect potential MNPI breaches or restricted trading. Analyze large datase

Aptitude Asia - Hong Kong - Full time

Salary: Highly Competitive

Our client, a prestigious investment firm, is looking to hire a Control Room Analyst in Hong Kong.

Key Responsibilities:

  • Manage wall-crossing events, including material non-public information (MNPI) and strategic transactions, ensuring accurate records of wall-crossed individuals and related information flow.
  • Monitor global short sale restrictions to uphold firm-wide regulatory compliance.
  • Develop surveillance triggers to detect potential MNPI breaches or restricted trading.
  • Analyze large datasets from internal and external sources using tools like SQL and Python.
  • Collaborate with front office, legal, and deal teams on transaction protocols and regulatory inquiries.

Requirements:

  • Bachelors degree holder with 3+ years of experience in Control Room roles
  • Advanced Excel skills are required for handling large datasets. SQL skills would be a plus.
  • Fluency in English is a must. Mandarin language skills are desirable but not required.
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