Global Asset Manager, Compliance Generalist

Renown global asset manager looking for a driven compliance professional to take on a broad compliance role that will cover both regulatory compliance and AML/KYC across the North Asia region. Some of the key responsibilities will include: Assist the regional head of compliance in enforcing the compliance program across the North Asia region. Provide support across a wide range of compliance activities such as licensing requirements, regulatory reporting and conduct. Ongoing compliance monitorin

The Edge Partnership - Hong Kong - Full time

Salary: HK$67k - HK$67k

Renown global asset manager looking for a driven compliance professional to take on a broad compliance role that will cover both regulatory compliance and AML/KYC across the North Asia region.

Some of the key responsibilities will include:

  • Assist the regional head of compliance in enforcing the compliance program across the North Asia region.
  • Provide support across a wide range of compliance activities such as licensing requirements, regulatory reporting and conduct.
  • Ongoing compliance monitoring and testing including marketing materials, product compliance etc.
  • AML/KYC and Sanctions checks

To be eligible for this role you will require:

  • Around 3-5 years of compliance experience ideally from the buy side or global markets compliance background.
  • Candidates with more experience may be considered for a higher-level hire.
  • Able to read/write Chinese. The role will involve communicating with stakeholders in Chinese Mandarin from time to time.
  • Ability to work independently.

Please contact Shingo Wong by emailing your cv directly in word format with job reference no. JOB-15988 to shingo@theedgepartnership.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R1545180

23713440
Ad