AVP - Listing - Policy and Secretariat Services

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support f

Hong Kong Exchanges and Clearing Limited - Hong Kong - Full time

Salary: Competitive

Company Introduction:

We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.

HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."

Job Summary:
Listing Division is responsible for supervising the listing process, the ongoing compliance by issuers with their obligations under the Listing Rules, and ensuring those rules reflect best international practices.

Policy and Secretariat Services is responsible for implementing the policy agenda set by the Listing Committee, coordinating policy initiatives and developments, and taking the lead on policy matters affecting listing applicants and listed companies. It is also responsible for providing secretariat support to the Listing Committee and Listing Review Committee.

Job Duties:
  • To support the development of listing policies by:
    • Conducting legal, regulatory and general research;
    • Conducting data analysis; and
    • Drafting policy papers and external papers for publication
  • To analyse legal and regulatory issues, and prepare advice and regulatory alerts
  • To provide secretariat support to Listing Committee
Job Requirements:
  • Market practitioner with experience advising listed companies and/or handling IPOs; strong knowledge of the Hong Kong capital market and the securities industry and its practices; a solid understanding of securities laws, company laws and the Listing Rules; and familiar with the operations and statutory functions of the SFC, the Exchange and other regulatory bodies
  • Candidate should be a qualified lawyer or university graduate in a relevant discipline with at least 7 years' working experience in law, corporate finance, investment banking or a related field
  • Experience in working independently with little direct supervision in a work environment that required the exercise of judgement
  • Strong research, analytical skills and problem-solving skills
  • Good communicator with strong writing ability, presentation skills and interpersonal skills
  • Excellent computer skills and knowledge of computer applications (e.g. MS Word, Excel and PowerPoint)
  • High standards of integrity and a strong sense of professional ethics
  • Strong command of written and spoken English and Chinese
HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

Location:
HKEX - Exchange Square

Shift:
Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours:
40

Worker Type:
Permanent
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