We are partnering with a well‑established international bank with a strong global presence to appoint a high-calibre Senior Associate within the Hong Kong Compliance Department. This is an excellent opportunity for a compliance professional seeking long‑term development in a reputable financial institution.
Key Responsibilities
- Provide high‑quality advisory support on licensing, regulatory obligations, and general regulatory compliance matters.
- Manage licensing registrations and updates for both institutional and individual levels, ensuring timely and accurate submissions
- Monitor regulatory developments and support the implementation of tracking mechanisms to oversee all regulatory obligations.
- Collaborate closely with internal stakeholders to ensure effective execution of compliance and regulatory requirements.
- Prepare comprehensive management reports, offering insights on regulatory risks, compliance status, and governance matters for senior management.
- Identify and escalate significant regulatory or compliance risks, proposing practical and actionable solutions.
- Support global and regional compliance initiatives and projects, collaborating with various compliance teams and group entities.
- Provide guidance and training on compliance policies and procedures to promote consistent understanding and adherence.
- Contribute to strengthening a strong culture of compliance and ethical conduct across the organization.
- Provide backup coverage for team members as required.
Requirements
- Degree holder in Legal, Finance, Business, Accounting, or related discipline.
- 4-5 years' experience in compliance within the banking or financial services sector.
- Solid understanding of Hong Kong banking regulations and related regulatory frameworks.
- Strong business acumen, with good organizational and prioritization skills.
- Able to work independently and perform effectively in a fast‑paced, high‑pressure environment.
Interested parties, please send your resume to Rachael.Yeung@connectedgroup.com
Only shortlisted candidates will be notified.
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