Totally Bazaar — Gift Gallery!

Responsible Officer (Type 9) – New Business Set-Up

Core Responsibilities SFC Liaison : Handle the end-to-end Type 9 licensing process and maintain an ongoing, transparent relationship with the SFC. Operational Architecture: Draft and implement the firm’s compliance manuals, risk management protocols, and internal controls. Business Launch: Advise on the regulatory feasibility of various investment strategies and fund structures (OFC/LPF). Leadership: Supervise daily trading and investment operations, ensuring absolute adherence to the Fund Manag

Executive Access - Hong Kong - Full time

Salary: Competitive

Core Responsibilities
  • SFC Liaison : Handle the end-to-end Type 9 licensing process and maintain an ongoing, transparent relationship with the SFC.
  • Operational Architecture: Draft and implement the firms compliance manuals, risk management protocols, and internal controls.
  • Business Launch: Advise on the regulatory feasibility of various investment strategies and fund structures (OFC/LPF).
  • Leadership: Supervise daily trading and investment operations, ensuring absolute adherence to the Fund Manager Code of Conduct.
Requirements
  • Qualified RO: Must currently or recently have held SFC Responsible Officer status for Type 9
  • Setup Experience: Ideally, you have been involved in a "Point 0" setup or have significant experience in a boutique asset management environment.
  • Communication: English and Chinese.
Apply
23826901
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