- Responsibilities
- As part of the Business Compliance team of Financial Institutions clients coverage department
- The team is acting as 1.5 line of defence between the 1st line client facing department and 2nd line compliance/FCC & 3rd line internal audit functions
- Act as first point of contact for relationship managers who need advisory on compliance/FCC matters
- Provide regular trainings to relationship managers in order to improve their skill on compliance/FCC areas
- Conduct sample checking on KYC reviews prepared by relationship managers to ensure they are upto the bank's requirements
- Responsible for department internal manual update and maintenance work
- Prepare regular reports to department management team to keep track all compliance/FCC functions requirements to avoid potential non-compliance
- Perform compliance/FCC related ad-hoc projects
Requirements - Bachelor Degree holder in Business/Accounting/related areas
- At least 5 years working experience in banking / financial institutions
- Business compliance/FCC experience is a must
- Good knowledge of HKMA's regulatory regime on AML/CDD
- Holder of ECF on Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) is perferable.
- Good communication and interpersonal skills
- Self-motivated, independent and able to work under pressure
- Good command of both written and spoken English and Chinese including Putonghua
- Good knowledge in using Excel for data management and reporting
To Apply Please submit your resume to hrd@icbcasia.com .