Exciting things that you will be involved in…
Responsible for operations in Securities, Fixed Income, Listed Securities, Futures & Options, OTC Derivatives, Structure Products, ETF, VA
To be middleman to co-ordinate all information from client and Front-to-Back to ensure smooth processing and settlement is properly performed;
Process any post-trade events such as various type of corporate action and trade life cycle events;
Communicate with internal parties and external counterparties on settlement related issues;
Handle enquires and request from various Front Office teams;
Handle regulatory, compliance filings, daily and monthly reconciliation and management reports, including CRS/FATCA;
Develop and implement policies and procedures to compliance with all relevant regulations;
Counterparty Management including onboarding with various brokers;
Participant in ad hoc projects, system development including UAT, system migration and deployment.
How will you be qualified?
A thorough understanding of financial markets and products including Front-To-Back workflows;
Bachelors Degree in Finance, Economics, Statistics, or related disciplines;
3 – 5 years of solid experience in settlement within securities brokerage or Prime Brokerage industry or Sell-Side Firms;
Experience in Clearstream / Euroclear, knowledge in securities, fixed income, OTC Derivatives, Structure Products settlement.