Scope and Responsibilities
- Assist on monitoring the margin exposure level of client portfolio
- Follow up with sales team on any margin deficit
- Prepare relevant documentation
- Analyse data to develop effective mitigation controls
- Ensure consistency in risk management policies in the wealth management business
- Partner with functional groups ie. Legal, Compliance & Operations etc. to identify business related risks
- Support regulatory inquiries and compliance testing for the wealth management business
Requirements
- At least 3 years of relevant working experience in private banking
- Previous experience in a first line of defence control/ Operations
- Exposure in marign risk, collateral or credit lending would be an advantage
- Product knowledge of various asset-classes such as loans, deposits, equity, fixed income, listed and OTC derivatives
- Excellent verbal and written communication skills in English
