Compliance Senior Manager

Taikang Asset Management (HK) Co., Ltd. (“TKAMCHK") is a 100% subsidiary of TKAMC, now TKAMCHK is looking for professionals who have good understanding of the asset management or financial services industry, and capability of coping effectively with the changing environment to join our rapidly growing team.

Compliance Senior Manager

Job Responsibilities

1. Report to the Chief Operations Officer
2. Provide compliance support for product development and management (including SFC-authorized funds and unauthorized products)
3. Review product related marketing materials to ensure compliance with relevant rules and regulations
4. Advise on the distribution of products, ensuring adherence to suitability obligations and Professional Investor restrictions
5. Conduct regular compliance reviews and transaction monitoring to ensure adherence to regulatory and internal requirements
6. Other ad hoc projects

Job Requirements

1. University degree in Law, Accounting, Business, Finance is an advantage
2. Minimum 5 years of relevant compliance experience with asset management companies/ regulatory bodies.
3. Practical experience in dealing with SFC authorized funds (particulars in ETF) is an asset
4. Good command of written and spoken English & Chinese (Cantonese/Mandarin)
5. Strong knowledge of applicable rules and regulations include the UT Code
6. A strong and passionate team player who can engage all work levels
7. A quick and enthusiastic learner who can work independently and under pressure

Please send your application letter and full resume with available date, current and expected salary to tkhk@taikangamc.com.cn

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