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Analyst, KYC - JN-032026-6963237 | Michael Page

Leading securities firm Great culture About Our Client Leading securities firm. Job Description Support client on-boarding activities, including account opening, maintenance, periodic CDD reviews, and updates to client profile information. Review client documentation for completeness, such as account forms, tax self-certification, and identification verification. Manage customer enquiries with professionalism and accuracy. Perform KYC and AML checks for new on-boarding and scheduled CDD reviews

Michael Page - Hong Kong - Full time

Salary: Competitive

  • Leading securities firm
  • Great culture
About Our Client

Leading securities firm.

Job Description
  • Support client on-boarding activities, including account opening, maintenance, periodic CDD reviews, and updates to client profile information.
  • Review client documentation for completeness, such as account forms, tax self-certification, and identification verification.
  • Manage customer enquiries with professionalism and accuracy.
  • Perform KYC and AML checks for new on-boarding and scheduled CDD reviews in line with internal standards and regulatory requirements.
  • Monitor and update system-generated ongoing name-screening alerts for existing clients.
  • Collaborate with internal stakeholders to ensure smooth daily operations and assist with ad hoc tasks as needed.
  • Manage annual assessments and regulatory notifications, including professional investor status requirements under HKSFC guidelines.
  • Assist in reviewing and enhancing internal operating procedures.
The Successful Applicant
  • Degree holder in Business Administration or related discipline
  • Minimum 3 years of KYC experiences of individual and corporate.
  • Holder of SFC type 1 and type 2 licenses would be an advantage.
  • Must be fluent in English, Cantonese, and Mandarin.
What's on Offer
  • Competitive annual salary
  • Opportunity to work in a professional environment within the financial services industry.
  • Career development and training opportunities in the banking and financial services department.
  • Comprehensive support for professional growth and learning.
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