- Looking for 8-10 years of asset management compliance experience !
- Must have experience with the SFC and ETF Funds knowledge !
About Our Client The employer is a global asset management firm with offices world wide. In HK they are a boutique asset management firm with about 20 staff.
Job Description As a Head of Compliance, your main responsibilities will include:
- Manage a small team of compliance staff whilst being the MIC with the SFC regulator
- Main point of contact with the SFC
- provide compliance advisory for all their fund products including ETF funds
- Developing and implementing compliance programs to meet regulatory requirements in Hong Kong.
- Monitoring internal controls and ensuring adherence to company policies and procedures.
- Conducting compliance training programs for employees across departments.
- Overseeing audits and investigations to address compliance concerns effectively.
- Collaborating with other departments to ensure seamless integration of compliance practices.
- Preparing regular compliance reports for senior management.
The Successful Applicant A successful Head of Compliance should have:
- bachelor degree
- 8-10 years of compliance experience within asset management firm
- must have ETF funds knowledge
- must have strong experience in liaising with the SFC regulator
- Must be fluent and articulate in english
What's on Offer - Senior level role
- Good work life balance !
- Collaborative and professional company culture based in Hong Kong.
If you are ready to take on this exciting challenge as a Head of Compliance, we encourage you to apply now!