A regional investment bank is setting up a dealing team for its wealth management business, and looks for Head of Dealing.
Responsibilities
- Supervise a dealing team, overseeing the execution of equities(Local and Global), futures, and options trades as a Responsible Officer (RO).
- Monitor high-touch trades, such as CD orders and force liquidation, ensuring accurate and timely execution.
- Oversee the trading platform and collaborate with the IT department to address system issues and enhance performance.
- Handle incidents related to trading issues and resolve error trades efficiently.
- Explore, grow, and drive different business opportunities with different BUs.
- Initiate and lead improvement projects aimed at enhancing operational efficiency and effectiveness.
- Enhance and review internal operations on an ongoing basis to maintain competitiveness among industry competitors and ensure compliance with regulations.
Requirements:
- US stock trading experience and upstream securities firm connection is a must
- Pre and post trade monitoring and surveillance experience is needed.
- Fluent in Chinese and English.