- Well-known Chinese Firms
- Competitive Compensation
About Our Client Our client is looking for a talented compliance professional looking to make a significant impact in the financial industry. Join our esteemed Chinese firm with a SFC 149 license as a Senior Compliance Officer.
Job Description - Drafting and implementing a robust compliance framework to ensure regulatory adherence.
- Managing licensing matters and ensuring compliance with SFC regulations.
- Reviewing legal documents and agreements to mitigate risks effectively.
- Serving as the key liaison for all communications with the SFC.
- Developing and conducting compliance training programs for staff to promote a culture of compliance awareness.
- Conducting periodic compliance audits and assessments to identify and address any potential issues proactively.
The Successful Applicant - Experience: 2-5 years in compliance roles within the financial sector.
- Language Skills: Proficiency in both Cantonese and Mandarin is essential.
- Strong knowledge of SFC regulations and guidelines.
- Excellent analytical skills with the ability to interpret complex regulatory requirements.
- Detail-oriented with a proactive approach to identifying and resolving compliance issues.
- Strong communication and interpersonal skills to effectively engage with regulators and internal stakeholders.
What's on Offer - Opportunity to work with a prestigious Chinese firm in the financial industry.
- Chance to lead and shape compliance strategies in a dynamic regulatory environment.
- Competitive compensation package and career growth opportunities.