- A rapidly growing Chinese investment platform in Hong Kong
- Technology driven strategy and backed by SOE capital
About Our Client A Hong Kong -headquartered financial technology and investment platform, licensed and regulated by the SFC of Hong Kong, holding multiple licenses including Type 1,2, 4,7 and 9, enabling it to operate across a wide range of regulated financial activities.
Job Description As a Responsible Officer (Type 1 & 2), your main responsibilities will include:
- Must be a current SFC Responsible Officer for Type 1 and Type 2 regulated activities.
- Solid experience in bond dealing and fixed income compliance is essential.
- Prior experience with SFC on-site inspections is highly preferred.
- Strong knowledge of SFC, HKEX, and other relevant regulatory frameworks.
- Proven ability to manage risk and compliance across front-to-back operations.
- Excellent problem-solving, analytical, and communication skills.
- Fluency in Cantonese, Mandarin, and English is required.
The Successful Applicant A successful Responsible Officer (Type 1 & 2) should have:
- A recognized degree in finance, business, or a related field.
- Strong knowledge of SFC regulations and the financial services industry.
- Proven leadership and decision-making skills.
- Excellent communication and interpersonal abilities.
- Fluency in English and Cantonese; Mandarin proficiency is an advantage.
- Eligibility to be approved as a Responsible Officer by the SFC.
What's on Offer - Competitive salary range of HKD 500000 to HKD 720000 annually.
- Comprehensive benefits package and opportunities for professional growth.
- Supportive and structured work environment in the financial services industry.
- Opportunities to interact with regulatory bodies and industry leaders.
Take the next step in your career by applying for this Responsible Officer (Type 1 & 2) role today!