Your new company
Our client is seeking an experienced Compliance Manager to join their Compliance function in Hong Kong. This role will cover both regulatory compliance and anti-money laundering (AML) responsibilities and will work closely with business, risk, and senior management to support the firm's continued growth in a highly regulated environment.
Your new role
- Provide compliance advisory support to front office, operations, and management on applicable laws, regulations, and codes of conduct, including SFC requirements.
- Monitor and assess regulatory developments and ensure timely implementation of regulatory changes.
- Review and maintain compliance policies, procedures, and internal controls.
- Conduct compliance monitoring, testing, and surveillance activities; identify gaps and recommend remedial actions.
- Liaise with regulators, auditors, and external advisors as required.
- Support regulatory filings, inspections, and internal/external audits.
- Maintain and enhance AML policies, procedures, and risk assessments in line with regulatory expectations.
What you'll need to succeed
- Require 6-7+ years of relevant compliance experience, ideally gained from asset management firms, with strong exposure to Chinese asset management.
- Solid hands-on experience in both regulatory compliance and AML/CFT.
- Strong knowledge of Hong Kong regulatory requirements, including SFC codes, guidelines, and AML regulations.
- Detail-oriented, with strong analytical, communication, and stakeholder management skills.
- Able to work independently while collaborating effectively with cross-functional teams.
- Proficiency in English and Chinese (Mandarin preferred).
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
