Responsibilities:
- Provide compliance guidelines and support the routine compliance work, including licensing, AML/CFT, KYC, marketing material review, AEOI/CRS/FATCA, and regulatory filing processes;
- Prepare the meeting resolutions, minutes, meeting materials, statutory filings, director/officer changes, corporate reports, as well as annual declarations and attestations;
- Provide legal advice and support to all business, including draft, review and negotiate the agreements and contracts (in both English and Chinese);
- Prepare the policy and guidelines of the new business development or regulatory changes;
- Support the internal and external audit reviews, and prepare the internal control assessment plan and reports;
- Support the senior management to prepare the compliance training plan, presentation deck and keep abreast of the regulatory changes;
- Assist to maintain proper and accurate company secretarial records and statutory documents;
- Perform other related duties and ad hoc assignments as required.
Requirements:
- Bachelor's Degree holder or above in Law, Finance, or related disciplines;
- Minimum 3 years of experience in law firms, asset management or consulting firms;
- Ability to perform the legal search and the regulations in HK and PRC;
- Excellent drafting and communication skills in Chinese and English, fluency in Putonghua is essential for this role;
- Good attention to detail with strong interpersonal and communication skills, and self-disciplined;
- Proficient with Microsoft Office application including Word and Excel.
Please click "Apply Now" to submit your application with CV attached stating both the existing and expected salary . Personal data collected will be used for recruitment purposes only.