Posted by
crj
19 yrs ago
Hi
I am an American. I hold stocks in a company that is now listing on London AIM.
I can't find any brokerage who can assist me in selling the shares.
DBS Vickers - AIM only for non Americans
Phillips Securities (POEM) - AIM only for non Americans
eTrade - does not service AIM
Scottrade - does not service AIM
Schwab - waiting until they open in USA to call them
Does anyone know which American Online Brokerages can do this?
I have even called the LSE in HK and they couldn't advise either. And it is not on their website.
Thanks
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You might be able to transfer the shares to a non-US national with a suitable brokerage account, and have them do the trade for you. Or maybe the company's sponsoring broker can help you out. Otherwise you're probably stuffed.
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crj
19 yrs ago
ugh
:( can't transfer them at this point - already asked.
Company is not providing any assistance to the shareholders, as they want people to BUY not sell...
I have even called AIM and talked to them, and they are going to call me back as they didn't know either...
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Check with UBS.
http://www.ubs.com/1/e/services/service_finder/individual/asia_pacific?typeId=1&countryId=34
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crj
19 yrs ago
GOT IT!
Charles Schwab... but for IPOs must wait 40 days.
Thanks for the above help - much appreciated!
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